Friday, June 21, 2013

Alt & Neumann on Hermetismus

There is a popular stereotype about academics: they spend far too much of their time bickering endlessly about the meaning of terms. Shouldn’t they better dispense with such tedious foreplay and get straight on to their real business, addressing the topics themselves that they are supposed to be studying? It is not so easy to explain to non-academics that this is a naïve request, because those topics themselves are often not there in the first place, but are constructed by the very discourse in which they are being discussed. Take “Hermeticism”, or “the Hermetic Tradition”. Are we thinking here only of the Corpus Hermeticum and its commentaries, or do we also mean to include a whole range of alchemical writings attributed to the legendary author Hermes Trismegistus? Is such authorship essential for something to be “Hermetic”, or do we assume that since alchemy is known universally as “the Hermetic art”, Hermes does not even need to be mentioned? But if so, do alchemy and the Corpus Hermeticum really have that much in common, apart from the name? If so, what is it that they have in common? And what do we do with texts about astrology or natural magic attributed to the Thrice Greatest? Do they suddenly become “Hermetic” too, just because of that attribution, while texts with perfectly similar contents that happen to be attributed to some other author are not? That seems quite arbitrary. But then again, if we conclude that therefore we do not need a reference to Hermes to call something “Hermetic”, then what do we need in order to do so? Presumably something that all of these texts and traditions have in common, setting them apart from all others. But imagine that we will manage to establish some such common features (by which criteria? established by whom? why? with which arguments?), then will we still have any reason to call those common denominators “Hermetic” at all?
And so on, and so forth… I’m afraid that such a seemingly endless string of questions will only add more fuel to the already dim view that outsiders tend to have of academic discourse. And yet we really have no other choice than to deal with these terminological issues seriously. While reading a recent book by Peter-André Alt, Imaginäres Geheimwissen: Untersuchungen zum Hermetismus in literarischen Texten der frühen Neuzeit [Imaginary Secret Knowledge: Studies of Hermetism in Early Modern Literary Texts], I was reminded that the problem gets complicated even further by the contingencies of how scholarly traditions have developed in different disciplines as well as in different countries and linguistic domains. In anglo-saxon research, the legacy of Frances A. Yates is absolutely unavoidable even for scholars (like myself) who disagree with almost everything she said; but for some reason, Yates’ seminal Giordano Bruno and the Hermetic Tradition (1964) never got translated into German, and neither the book nor all the discussions around it seem to have had much impact on the German debate. An entirely different scholarly tradition has emerged here in the field of literature instead, with entirely different arguments and assumptions, strongly influenced in this case by the pioneering work of Hans-Georg Kemper – who never got translated either, and remains almost unknown to non-German scholars. As a result, instead of an international scholarly debate about “Hermeticism” we have a series of local networks that hardly care to listen to what the others have to say. In the Humanities at least, this kind of provincialism is much more widespread than we might think: the Germans read German, the French read French, the Italians read Italian, the Russians read Russian, and so on – and none of them gets read by the English-speaking world. Of course I’m exaggerating a bit for the sake of argument, but the pattern is a real one.  
In discussing how he plans to use the term Hermetismus in his book, Peter-André Alt, too, appears to think entirely in terms of German academic discourse. He takes his cue mostly from Hans-Georg Kemper and Wilhelm Kühlmann (p. 13, 15), both of them very impressive scholars whose work would deserve to be much better known beyond the German domain. Now Kühlmann appears to understand Hermetismus in a very broad sense, as including more or less everything that tends to be discussed in current English-language research under the label of early modern “esotericism” (see his programmatic article ‘Der “Hermetismus” als literarische Formation: Grundzüge seiner Rezeption in Deutschland’, Scientia Poetica 3 [1999], 145-157), but Alt rejects that terminology because he finds it anachronistic. While he expresses some objections to my way of approaching the problems of definition and categorization, I suspect that my recent work (Esotericism and the Academy, published in the same year as Alt’s book and hence not accessible to him at the time) might perhaps put some of them to rest. Be that as it may, I think that Alt’s resistance against the “esotericism” label has to do not only with a (quite justified) fear of anachronistic reasoning, but at least as much with the simple fact that his own field of specialization is restricted to the early modern period. As a result, he and his colleagues do not need to bother about the longue durée of the traditions they study, and can dispense with the problem of finding a term that covers all of it. In a solid discussion written by Alt in collaboration with Volkhard Wels, published in a multi-author companion volume Konzepte des Hermetismus in der Literatur der Frühen Neuzeit(2010), this point is acknowledged explicitly (p. 8).
What then is Alt’s approach? On the one hand, he wants to use a much more restrictive and precise definition of Hermetismus than Kühlmann: he emphasizes repeatedly that his book will be grounded in ‘a determination of Hermetism based on exact source-philological criteria … based strictly on the Corpus Hermeticum and its topoi’ (p. 21). On the face of it, then, his book will be concerned exclusively with the reception history of the C.H. in early modern literary texts. The reception of alchemical materials, including the Tabula Smaragdina, is strictly excluded (p. 21). However, it would seem that this ambition of applying great philological/source-critical rigour suffers shipwreck immediately, for a simple reason: it just so happens, Alt points out, that we rarely find any ‘direct textual references’ to the C.H. in early modern literature at all (p. 16)! Instead, we are seldom dealing with more than indirect ‘allusions [Anspielungen] and the hidden use of central patterns of argumentation’ (pp. 16-17, cf. 23). If this is the case, then doesn’t it make Alt’s apparently so severe program of a quellenphilologisch exakte Bestimmung des Hermetismus (p. 21) impossible from the outset? It would seem hard to draw any other conclusion, until one realizes that Alt has opened a narrow escape route in the final words of the quotation given above: ‘… based strictly on the Corpus Hermeticum and its topoi’.
So what are those topoi? Alt first mentions three criteria of what he, for reasons best known to himself, considers to be particularly “Hermetic” (the logos doctrine, the central function of inspiration, and the special importance of doxa transmitted from teacher to pupil [21]), and continues by mentioning some ‘specifically literary topoi through which Hermetic traces are passed on: to these belong secrecy, reading the Book of Nature, androgyny, the self-reflection of poetic production or the brooding silence of melancholy’ (p. 23). Judging from such a description, I find it hard to avoid the conclusion that Kühlmann’s wide and inclusive understanding of Hermetismus has silently returned through the back door. For if all these “topoi” are supposed to be “Hermetic” – but unfortunately, Alt never explains what it is that makes them “Hermetic”, or in what sense –, then the term Hermetismus becomes so vague and all-encompassing as to be virtually meaningless. In short, I’m afraid that Alt’s laudable project of a quellenphilologisch exakte Bestimmung based strictly on the Corpus Hermeticum vanishes into thin air even before it is put to the test.
In some other respects, too, the quellenphilologische foundations are less secure than one might think at first sight. I would not dare to question Alt’s expertise in early modern German literature, in which he undoubtedly knows his business, but it must be said that his knowledge of the Corpus Hermeticum and its early modern reception is rather flimsy, and the same goes for his familiarity with non-German scholarship in this domain. Amazingly, Alt never seems to have noticed that the C.H. consists not of ‘insgesamt 18 Traktate’ (p. 25, 26, 27) but of only seventeen (the first editor of the Greek text, Adrien Turnèbe, created a fifteenth treatise out of some Hermetic excerpts from Stobaeus, but this was seen as artificial by later editors, who left it out again but kept the numbering: hence the absence of a C.H. XV). And although Lodovico Lazzarelli (the translator of the final three treatises of the C.H., not included in Ficino’s Pimander) figures prominently in the very title of Alt’s Chapter 2, it seems that all he knows about this figure – who is in fact crucial when it comes to the quellenphilologische foundations of Renaissance Hermetism – is taken indirectly from Hanns-Peter Neumann’s problematic review (in Scientia Poetica 12 [2008], 315-322) of the main contemporary monograph on Lazzarelli, published by yours truly in collaboration with Ruud Bouthoorn in 2005. I really need to set the record straight here, for almost everything that Alt writes about Lazzarelli and my own work is wrong.
Most of Alt's mistakes have their origin in Neumann himself, who, for reasons unknown to me, seemed determined to present our book on Lazzarelli in the most negative light possible. Sitting on a very high horse, he complained first of all about the ‘Lässigkeit und Mangelhaftigheit’ of our ‘incomplete and partly incorrect’ bibliography (p. 318). What was the problem? Well, we appear to have overlooked one title: Alselm Stoeckel’s 1582 edition of Lazzarelli’s Crater Hermetis (attached to his Epithalamion and therefore easy to miss). There is no reason, however, why we should have mentioned all the later reprints of Lefèvre d’Étaples’ famous 1505 edition, although Neumann thinks we should; and most importantly, before accusing us of a mistake as elementary as getting the date of Gabriel du Preau’s French translation wrong, he should have taken the trouble to consult the book itself. It was first published in 1549, exactly as indicated in our bibliography, and not in 1557 as claimed by Neumann on the basis of the French National Library Catalogue. So much for the ‘Lässigheit und Mangelhaftigkeit’ of our bibliography, which then inspires Neumann to express doubts about the quality of our translations as well (but what is the connection?) only to end up concluding, apparently to his surprise, that those doubts are unfounded and we do know our Latin after all... As for Lazzarelli’s Corpus Hermeticum translation, known as the Diffinitiones Asclepii, Neumann’s knowledge of it does not reach as far as the information that, as already noted above, it contains no C.H. XV (p. 316, 319); and if he had read our sloppy and faulty bibliography a bit better, he would have known that the Diffinitiones were published by C. Vasoli in E. Castelli's Umanesimo e esoterismo in 1960. Hence his claim that we have failed to grasp the chance of ‘doing pioneering work’ on these translations (p. 319) rests on nothing. Not a word of appreciation, by the way, about the series of critical editions and annotated translations of previously unavailable texts, including several manuscripts, that we did publish in our book.
Incompetent reviews [sometimes written by competent scholars, as happens to be the case here] are a fact of academic life, and are better ignored in most cases. They become a problem if renowned scholars take them seriously, and rely on them in lieu of reading the book itself, particularly if this happens in a monograph. Unfortunately, such is the case here. A relatively minor issue is that Neumann and Alt both present me as ignoring the “neoplatonic” nature of the Corpus Hermeticum while attributing neoplatonic interpretations only to Ficino (Neumann p. 320; Alt p. 26 nt 39): in doing so, they seem to conflate the well-known middle-Platonic backgrounds of the C.H. with properly neo-Platonic interpretations in the wake of Plotinus. More serious is Alt’s completely incorrect claim that Lazzarelli’s Crater is about ‘the idea of transmigration’ (Alt p. 26), quod non, or his misleading description of Lazzarelli as ‘a pupil of the alchemist Giovanni da Correggio’ (it is only at a very late stage that both men seem to have developed an interest in pseudo-Lullian alchemy: Correggio was essentially a wandering apocalyptic prophet and miracle man). In fact, these few mistaken statements are all that we get to read about Lazzarelli at all. Nothing indicates that Alt ever read our book, and hence he misses quite some information that could actually have been useful to some of his later arguments, for instance about Poimandres as the Logos (cf. pp. 30-31).
I prefer not to go into detail about a range of further statements, later on in the same chapter, about the Corpus Hermeticum and its contents: this blogpost is already getting far too long. The points I have been trying to make are simple. Firstly: Hermeticism is an extremely complicated topic, both historically and conceptually, and the sine qua non in writing about it consists in careful study of the primary sources in their original languages together with equally careful study of the secondary sources in their original languages. And secondly: the imperative of always going ad fontes pertains not only to the former category, but to the latter as well. 


  1. Hello Professor,
    Just out of curiosity; could you outline your main differences with Yates? You are describing some innovations in research in your book on the Academy, which I am enjoying immensely btw, but maybe you would care to mention where you yourself find Yates was wrong?
    (She was my formative academic reading experience, along with Scholem, some 15 years ago.)
    All the best,

  2. Hello, Professor Hanegraaff --

    You've raised some excellent points here.

    Indeed, it’s regrettable that culture splits the academic fence regarding our beloved Hermetic art – if only that wonderfully stubborn “green language” was more widely spoken, then perhaps a more common ground could be established among scholars. It is ironic, however, that the ideological incubator created by this very same cultural divide perhaps served to foster many modern ruminations of the Golden Chain itself.

    Best regards,

    Frank B., Philadelphia
    fab29 [AT]

  3. Hello Kristian,
    As for my criticism of Yates: I've written an article 'Beyond the Yates Paradigm' published in Aries in 2001 (can be downloaded for free from my page on, along with much of my other stuff), which contains some early reflections; and some of my main points of criticism derive from my research on Lodovico Lazzarelli (see Hanegraaff & Bouthoorn, Lodovico Lazzarelli [1447-1500]: The Hermetic Writings and Related Documents, Arizona 2005). There's also an article in French: ‘La fin de la tradition hermétique: Frances Yates et Lodovico Lazzarelli’ [The End of the Hermetic Tradition : Frances Yates and Lodovico Lazzarelli], in: Accademia VI (2004), 85-101. But my main points are summarized on the final pages of my section on Yates in _Esotericism and the Academy: Rejected Knowledge in Western Culture_ (Cambridge UP 2012), 322-334, esp. 331-334 (and check out the footnotes, esp. 285). Of course my criticism of Yates doesn't detract from my admiration for her work & my recognition of her contribution. She was simply writing half a century ago, and scholarship has progressed in the meantime.
    All best,

    1. I came upon your blog just recently, and enjoyed losing an afternoon to it. And was, actually, returning to ask the very question Kristian asked. Even though I didn't get to ask the question, thanks for the answer and the information.

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  6. Hello Wouter,
    first, I read your Lazzarelli-book and liked it a lot. Then I read the review you mentioned above - I pretty well understand German -, just to form my own opinion on the ongoing hermetism-debate. It was interesting to see that the review in the Scientia Poetica was quite positive about your book, i.e. about your introduction and annotations to the Lazzarelli-texts. After having read your blog discussing Alt's concept of hermetism and Newman's review, I actually expected a totally undifferentiated, "incompetent" review, as you say, but instead the review appears to discuss your book quite differentiated with a basically positive evaluation of your Lazzarelli-interpretation and some critical and very interesting remarks of its framework as well as on current research on esotericism - remarks which don't seem to be incompetent at all. As for the publishing date of Gabriel du Preau's translation (1549 or 1557), I could only find a digitised version on gallica which clearly says 1557 on the title page. So it appears that Newman was actually right ... or did I miss something? Anyway, it's a bit disturbing that you refer to this review as full of mistakes, misunderstandings and as incompetent. It may be that from your perspective Newman missed one or the other point. But as far as I am concerned, I found quite some good arguments which deserve to be discussed more properly. But this won't happen by simply questioning a reviewer's reputation polemically. After having read your excellent book and Newman's review, it seems to me that you overreacted a bit.
    Best wishes, Jo

  7. Dear Jo (btw, do we know each other? your message is presented as "anonymous"), thanks for your honesty about my presentation of Neumann's review article. Perhaps you're right that the word "imcompetent" is a bit strong - I certainly didn't mean to suggest that Neumann himself is not a competent scholar, for I know he is quite reliable in his own domain of research, but only that this particular review article contains a whole series of quite elementary mistakes concerning Hermetism. If one hasn't even noticed that there is no C.H. XV, one really cannot afford such an attitude of superiority. Anyway, I don't want to make this thing bigger than it is, and I bear no grudge, but I did feel I needed to put the record straight as far as demonstrable facts are concerned. As for the 1549 date: no, he really has it wrong, and this is a case where one sees the risks of over-reliance on digitized versions and library references. The digitized version is of 1557, but I have a photocopy of the 1549 edition (from the private collection of a friend and colleague), which may not be online but really does exist. As for the rest of Neumann's review, I have to say that I wasn't very impressed by the points he makes, and sometimes felt he was missing the main points, but that might well be a question of personal preferences, so I didn't refer to it in my blogpost.
    Again, thank you for your reaction. All things well considered, I've decided to insert a small additional sentence to make clear that I don't mean to question Neumann's competence as a scholar, but only the quality of this particular review.
    Best wishes, Wouter

    1. First part

      Dear Wouter, thanks for your answer. No, we don't know each other but here is my email:
      May'be it helps you if I tell you how I read Newman's review: Newman doesn't say that CH XV doesn't exist, that's right, but he also doesn't say that it exists; I think it's rather a matter of counting than of ignorance, but you are right, it can lead to some misunderstanding, and Newman should have been more precise (here he is sloppy himself). As for Gabriel du Preau's translation: If the first publication is so rare, why didn't you at least mention it in your bibliography by giving a hint where to find it ([private] library, signature)? I also looked for it in online catalogues, but couldn't find it (I guess Newman did the same - and if he did so then he made some real efforts in writing the review). Anyway, the point of Newman's review concerning the bibliography seems to me that, as for instance for the epithalamion, your bibliography should have listed all publications (manuscripts and prints) - I add: in order to at least give the reader and researcher the opportunity to follow the reception history of the editions and reprints - which I think is quite interesting concerning the context of the later reprints and editions: why for God's sake did Stoeckel attach Lazzarelli to the Epith.? I honestly confess: this seems to me a fascinating question even though it might lead to nothing ... - couldn't this be a good research subject for one of your students?

      to be continued in the second part of my reply

    2. second part

      But still I think you are right that the words "lässig" and "mangelhaft" are too strong. He should have been more moderate in his criticism, and this is something what we, unfortunately, often find in reviews, they rhetorically tend to be too radical, too polemic. This leads me to his question whether your translation might be sloppy too. And here, Wouter, you are a bit too polemic yourself. Because what Newman says is not that you finally understand Latin (what he never questioned), but that your translation is adequate, very good, and not at all sloppy (of course the starting point of this positive evaluation is a negative one, Newman is a bit clumsy and undiplomatic concerning the transition from bibliography to translation; this is how I read his German). Of course you are aware of the many problematic trranslations especially of historical sources. This case shows that Newman seriously studied your edition. He not only affirms your translation (by saying that he really proved it, which gives your translation a strong backing by a competent scholar) but also your Lazzarelli-interpretation - at least that part which, as far as I can see, Alt misses, as you say. What I found interesting is - and when I reread your introduction I could see what Newman meant - that Newman could follow your interpretation to a certain point where he felt that there is a inconsistent turning point. What he did, is to look for an explanation, and he finally thought to have found it in a sort of hermeneutical framework of your access to esotericism. I think this is a point worth discussing and rather an appeal to further discussion of Lazzarelli's writings and how to interprete him adequately than a negative evaluation of your introduction. There is a last point where I think you are partly right: Newman misses to appreciate that you edited unkown writings for the first time. But far as I can see, this only concerns the texts which were not written by Lazzarelli himself. Nevertheless he totally ignores this aspect focusing only on Lazzarelli's own writings. Here again a bit clumsy, he wondered why you didn't edit the De bombyce-text - to which you would also refer in your interpretation, as he says - in order to do some real pioneering work in editing genuine Lazzarelli-writings. Without saying why, Newman apparently interpretes the De Bombyce as a hermetic poem. He seems to (may'be wrongly?) assume that you agree with him in this point.
      At least and at last, this is how I read the review. Of course it might be that I am projecting my own attitude onto it. This has unfortunately now become rather an essay than a short reply - sorry for that. Consider the whole thing a reflexion upon creative reading and re-reading and mis-reading which do have, as we can see in Newman's review, Alt's book, your reply and my 'readings' of them, their own sometimes problematic dynamics.
      Wish you all the best and thanks for this very stimulating blog which I hope you will continue